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5 months ago
Recruitment Revolution
Salary: £25,000 - £35,000 plus long term bonus
Location: Newbury
Job type: Permanent
Contact: Team RR
Category: Accountancy Jobs

Compliance & Operations Manager - Global Investment Fund
Highclere, Newbury, RG20
£25,000 - £35,000 plus long term bonus element

Who we are

We are a fund manager for a global value oriented hedge fund, which invests for sophisticated, high-net worth and ultra-high net worth investors. The company mainly outsources its operations, so the team currently consists of 3 people and is unlikely to be more than 10 people, 5 years from now. It is a flexible, highly specialized, small team environment where everyone has personal responsibility.

Compliance & Operations Manager Role and Responsibilities:


+ Work with the compliance manager to undertake monthly and quarterly compliance and FCA reporting
+ Work with the compliance officer to undertake the necessary KYC/AML duties on both the funds’ investments and investors
+ Carry out the Systems and Controls function (CF28 – Controlled function) for the company
+ Keep up to date with current and proposed UK and European regulations
+ Keep up to date with regard to global regulatory developments affecting the firm’s business


+ Manage and continually improve the operational processes surrounding a boutique global value fund
+ Liaise with fund administrator and prime brokers on trade matters
+ Provide support and relevant reporting to external service providers and internal team of 5 people
+ Assist in managing the investment controls and processes surrounding the fund’s investments including maintaining the operational records and control files of the fund’s investments
+ Manage and maintain the company’s bank accounts in different jurisdictions
+ Assist in managing all legal documents including funds as well as corporate
+ Work on ad hoc projects as they arise
+ Assist in managing the tax structure of the company and investments
+ Assist internal and external auditors with annual audits
+ Assist in managing all investor enquiries and assist with due diligence requests
+ Management and development of our Office Administrator

Business Development:

+ Work closely with the Fund Manager to identify International Ultra-High-Net-Worth-Individuals and charitable foundations who are potential fund investors and manage initial communications with them
+ Manage the CRM system and take responsibility for communications with existing investors

Must Have:

+ Working knowledge of compliance
+ Minimum of 5 years experience in operations middle/back office
+ Degree holder preferably a major in Business/ Accounting/ Finance (other disciplines also welcome)
+ Excellent command of written and spoken English
+ Strong desire and switched-on personality to work in an operations and control function within a small team environment
+ Ability to work in a demanding environment
+ Logical and diligent thought process with a close attention to detail and used to meeting deadlines
+ Strong time management and communication skills
+ Must be able to work on own initiative and set and adhere to deadlines
+ Friendly, efficient, professional approach on the phone and in writing


+ Accounting/ book keeping experience is an advantage
+ Knowledgeable in operations, risk management, compliance fund structure is an advantage
+ CFA qualifications would be an advantage or desire to study towards them
+ Hands on experience of working with different service providers
+ Knowledgeable in various financial instruments, especially equity is an advantage
+ Working knowledge of Quickbooks is an advantage
+ Strong general IT skills
+ Candidates from fund administrators are welcome
+ Good people skills and excellent team orientation

Interested? Apply here for a fast-track path to the Hiring Manager

Application notice... We take your privacy seriously. When you apply, we shall process your details and pass your application to our client for review for this vacancy only. As you might expect we may contact you by email, text or telephone. Your data is processed on the basis of our legitimate interests in fulfilling the recruitment process. Please refer to our Data Privacy Policy & Notice on our website for further details.

If you have any pre-application questions please contact us first quoting the job title & ref. Good luck, Team RR

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