275 jobs - 1 added today
96578 registered Jobseekers
Recruiting? Call us on 01772 639042
Email me newest jobs similar to this one
11 months ago
Support Services Group (SSG)
Salary: £30000 - £70000 Per Annum Dep on Exp
Location: UK
Job type: Permanent
Contact: Elisa Bernal-Ales
Category: Graduate Jobs
Compliance Manager & MLRO- in Bahamas

Reports to: CEO Company’s Corp

Location: Company’s Corp, Bahamas

Job Purpose: To ensure that Company’s Corp is fully compliant and adheres to each and every compliance activity accordingly

Roles & Responsibilities

Main duties

• Responsible for the complete and accurate provision of reporting regulatory information required both on an internal and external basis
• Ensure monitoring to assess the companies compliance with Securities Commission of the Bahamas (SCB) regulatory requirements
• Responsible for ensuring that the policies and procedures are accurate and updated regularly
• Carry out the MLRO function, ensuring the implementation of and ongoing adherence to Financial Crime Controls
• Actively participate as a member of the Compliance Committee
• Preparation of management information for Head office as required
• Responsible for the compliance approval of financial promotions issued
• Effectively deal with any complaints raised by local clients, report and manage accordingly. Ensure that complaints register updated accordingly
• Work with financial controller to ensure that all reports requiring submission to the SCB are done so in a timely and accurate manner
• Organise training and exams for staff and ensure that they are SCB approved where required
• Keep up to date and be pro-active in implementing new policies and procedures or updates to staff in a timely manner, providing training where necessary
• Ensure compliance reporting to SCB is done as required and is accurate
• Ensure that all compliance activity is accurately recorded

Qualifications required

• A management or finance degree is desirable

Essential skills

• At least 3 : 5 years’ experience in a Compliance Team in a similar organisation
• Able to communicate at all levels both verbally and in writing
• Is fully aware and up to date of SCB compliance, money laundering and all other trading related processes and procedures
• Previously approval by SCB is desirable

Here are some similar jobs for you to consider...

27 days ago
only 15 hours until close
Credit Controller
Merthyr Tydfil
27 days ago
only 15 hours until close
26 days ago
only 1 day until close
Risk and Compliance Manager
East Midlands, Leicestershire, Northamptonshire, Bedfordshire
£50k - £60k
26 days ago
only 1 day until close

Email me newest jobs similar to this one

  Back to the top